Streamlining Compliance Case Management: Challenges and Best Practices

Date: Thursday, April 13, 2017 | Time: 8 am PDT | 11 am EDT

Panelists

High profile corporate scandals in the recent past and increased regulatory scrutiny has compounded the need for a robust ethics and compliance program and an effective case management system. Compliance officers need to track the right compliance data to determine trends and take appropriate action before minor issues spiral out of control.

Join this webinar where experts will discuss:

  • Challenges faced when managing and investigating ethics and compliance cases
  • Improving overall efficiency of case management programs
  • Tracking effectiveness of the program by leveraging technology
Eric Morehead
Principal Consultant
Morehead Compliance Consulting, LLC


Mr. Morehead is the Principal Consultant at Morehead Compliance Consulting. With more than 15 years’ experience working with organizations seeking to address compliance issues and build effective compliance and ethics programs. He assesses the health of the corporate culture and examines specific compliance risks, such as anti-corruption, conflicts of interest, money laundering, and third-party risk management. He assists in drafting compliance policies and codes of conduct, works with organizations to build and improve their compliance processes and tools, and provides live training for Boards of Directors, executives, managers and employees.

Before forming his own firm he was the Head of Advisory Services for NYSE Governance Services, a leading compliance training organization, where he was responsible for all aspects of NYSE Governance Services’ consulting arm. Prior to joining NYSE, he was an Assistant General Counsel of the United States Sentencing Commission in Washington, DC. In this position, he aided members of the Commission by researching, developing and drafting amendments of the U.S. Federal Sentencing Guidelines. He also spent nearly a decade as a litigation attorney in Houston, Texas where he focused on white-collar and regulatory cases and represented clients at trial and before various agencies including SEC, OSHA and CFTC.

Shua Saaqib
Marketing Manager
MetricStream


Ms. Saaqib currently manages the product marketing activities for the case management, policy management and corporate compliance solution at MetricStream and is responsible for helping small to medium to large enterprises across industries and geographies with their ethics and compliance strategy. She has significant experience especially in the Healthcare industry

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