The Internal Auditor’s Role in Improving the Performance of Risk and Compliance Programs

Date: Thursday, August 16, 2018 | Time: 11 am EDT | 4 pm GMT

Panelist

The primary objective for internal auditors is to provide an unbiased and objective view of an organization’s governance, risk management, and internal control processes. Therefore, auditors need to provide assurance to management, and to the board on the effectiveness of their risk and compliance programs. Join this webinar where experts discuss:

  • Internal audit’s role in risk and compliance management
  • Promoting compliance and internal audit as trusted resource streams to help operations keep pace with the evolving risk landscape and regulatory requirements
  • The role of technology in the collaboration between audit, risk, and compliance programs






Norman Marks
Evangelist and Mentor in Internal Auditing,
Risk Management, and Corporate Governance

Mr. Marks, CPA, CRMA is an evangelist for “better run business”, focusing on corporate governance, risk management, internal audit, enterprise performance, and the value of information. He was the chief audit executive of major global corporations for twenty years and is a globally recognized thought leader in the professions of internal auditing and risk management. In addition, he has served as chief risk officer, compliance officer, and ethics officer, and managed what would now be called the IT governance function (information security, contingency planning, methodologies, standards, etc.). He ran the Sarbanes-Oxley Section 404 (SOX) programs and investigation units at several companies. Mr. Marks is a member of the review boards of several audit and risk management publications (including the magazines of ISACA and the IIA), a frequent speaker internationally and the author of multiple award-winning articles.

Subharun Mukherjee
Director
MetricStream

Mr. Mukherjee leads the marketing efforts for the banking and financial services vertical offerings within MetricStream. Mr. Mukherjee has over 12 years of experience primarily in strategic consulting, sales and marketing. He was associated with the strategy and risk consulting practice for one of the big 4 consulting firms and has been engaged with multiple Fortune 500 organizations in the BFS industry in this capacity. Over the years he have also held management positions driving sales and marketing efforts for enterprise software and services companies like SAP and Wipro. Mr. Mukherjee holds a Master’s in Business Administration majoring in Finance and Marketing from the Indian School of Business in Hyderabad.

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CPE

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Field of Study:
  • Management Advisory Services: 1 CPE Credit
  • Program Delivery Method: Online
  • Program Level: Intermediate
  • Advance Preparation/Program Prerequisites: None

* Attendees must attend minimum 50 minutes of live session and respond to all the poll questions.

"Internal Auditors Role in Improving Performance of Risk and Compliance Programs" - This course is approved by NASBA (National Association of State Boards of Accountancy). The Live online webinar attendees* are eligible for 1 CPE credits upon completion of training.