Senior Manager Product Marketing - MetricStream
Director of Product, Compliance.ai
Global Risk Management and Compliance Expert
Gene Yoshida- A risk management and compliance professional with a proven record in developing innovative solutions to meet business needs within risk tolerances and regulatory requirements. Ability to establish rapport and credibility with business partners, while at the same time ensuring that risks are managed prudently. A practitioner of operational, credit, new product risk, AML/fraud, and compliance at the line and in an oversight capacity. Diverse background in FinTech, asset management, insurance, real estate, and consumer finance
Compliance.ai Advisor and Risk SME
Rick Dupree- Richard (“Rick”) Dupree is a risk, compliance, and operations leader who has contributed expertise at regional, national, and global financial services firms. fintechs, and consulting firms, including KPMG, Wells Fargo, Silicon Valley Bank, Bank of the West, and BNP Paribas. Rick has designed, implemented, and managed enterprise, operational, and IT risk management frameworks and programs at national, regional, and local levels for traditional banks and startup fintechs. In addition to his work in the incumbent and neobank spaces, Rick has advised regtechs and financial services technology solution providers, is a recurring, contributing editor to Finextra.com, and sits on industry panels in the US and the UK speaking on risk and compliance challenges faced by banks and fintechs
Recent developments in the banking and financial services industries promise increased scrutiny of risk programs, regulatory compliance, and audits of GRC program performance. When the risk of regulatory and enforcement activity increases, financial firms must be ready and able to demonstrate their alignment with regulatory obligations and stakeholder expectations.
Join Leila Sahebjamee, Gene Yoshida, Richard Dupree and Sumith Sagar, as they discuss:
We look forward to welcoming you to this interactive session. Register today – there is no charge for this session but space is limited!
Please bring your questions! We look forward to an informative, engaging, and interactive session.
In case you’re unable to catch the live webinar, please register to receive the recording which you can watch at your convenience.