Getting Ready for Regulatory Action:

Gene Yoshida- A risk management and compliance professional with a proven record in developing innovative solutions to meet business needs within risk tolerances and regulatory requirements. Ability to establish rapport and credibility with business partners, while at the same time ensuring that risks are managed prudently. A practitioner of operational, credit, new product risk, AML/fraud, and compliance at the line and in an oversight capacity. Diverse background in FinTech, asset management, insurance, real estate, and consumer finance

Rick Dupree- Richard (“Rick”) Dupree is a risk, compliance, and operations leader who has contributed expertise at regional, national, and global financial services firms. fintechs, and consulting firms, including KPMG, Wells Fargo, Silicon Valley Bank, Bank of the West, and BNP Paribas. Rick has designed, implemented, and managed enterprise, operational, and IT risk management frameworks and programs at national, regional, and local levels for traditional banks and startup fintechs. In addition to his work in the incumbent and neobank spaces, Rick has advised regtechs and financial services technology solution providers, is a recurring, contributing editor to Finextra.com, and sits on industry panels in the US and the UK speaking on risk and compliance challenges faced by banks and fintechs