Effective Compliance Leadership - Focusing on What's Essential

Date: Wednesday, April 1, 2020 | Time: 8 am PDT | 11 am EDT



We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.

Field of Study:
Management Advisory Services: 1 CPE Credit
Program Delivery Method: Online
Program Level: Intermediate
Advance Preparation/Program Prerequisites: None

As crippling corporate scandals have continued to capture headlines, board directors and other business leaders across industries are increasingly emphasizing the importance of robust, risk-based compliance programs that anticipate and minimize risk. Added to that, customers, employees, investors, partners, and other stakeholders are demanding greater transparency and ethical leadership from businesses. While the precise risks and regulations addressed by compliance professionals vary across businesses, there are some key strategies that are common to leading effective compliance programs across industries.

Join this webinar where experts will discuss the core focus areas for compliance leaders, including:

  • Leading a risk-based compliance and ethics program
  • Driving behavioral change in culture and operations
  • Enhancing organizational and personal resilience through continual improvement  
  • Leveraging technology to manage different aspects of corporate and regulatory compliance


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*Attendees must attend minimum 50 minutes of live session and respond to all the poll questions.

"Effective Compliance Leadership - Focusing on What's Essential" - This course is approved by NASBA (National Association of State Boards of Accountancy). The Live online webinar attendees* are eligible for 1 CPE credits upon completion of training.