Enhancing Visibility into the Regulatory Examination Process with Technology

Date: Wednesday, June 12, 2019 | Time: 8 am PDT | 11 am EDT



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Field of Study:
Management Advisory Services: 1 CPE Credit
Program Delivery Method: Online
Program Level: Intermediate
Advance Preparation/Program Prerequisites: None

One component of the regulatory compliance department's responsibilities is to manage and coordinate regulatory examinations. Some of the large banks juggle over 100 regulatory examinations at any given time across multiple functional areas and this challenge is not only faced by large banks but also regional banks. This coupled with the expanding scope of the examinations, as well as a fast changing regulatory and legal landscape, necessitates an effective way to manage the regulatory examination process.

For more insights, join this webinar where subject matter specialists will discuss the following:

  • Coordination with the business stakeholders proactively in preparation for regulatory examinations
  • Managing the regulatory exam process
  • Providing oversight and reporting
  • Leveraging technology to manage regulatory exams


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*Attendees must attend minimum 50 minutes of live session and respond to all the poll questions. This is a co-hosted webinar with a MetricStream Partner. Registering, will indicate your agreement to share registration details with the Partner

"Enhancing Visibility into the Regulatory Examination Process with Technology"; - This course is approved by NASBA (National Association of State Boards of Accountancy). The Live online webinar attendees* are eligible for 1 CPE credits upon completion of training.

Speaker4Nisha Sharma
Senior Manager

Ms. Sharma leads the marketing efforts for Audit and Risk Management Solutions offerings within MetricStream. She has over 9 years of experience primarily in consulting and marketing and was associated with the tax consulting practice for one of the big 4 consulting firms and have been engaged with multiple Fortune 500 organizations in this capacity. She has a Bachelor of Commerce (Honors) from Delhi University.