Risk assessment and mitigation: The foundation for a successful compliance program

Date: Wednesday, December 11, 2019 | Time: 8 am PDT | 11 am EDT

Panelists

Laurie-Roberts

Laurie P. Roberts
President and Chief Executive Officer
Cheatham Roberts Consulting, Inc

Shua_Saaqib-1

Shua Saaqib
Senior Manager
MetricStream

cpe-nasba

We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.

Field of Study:
Management Advisory Services: 1 CPE Credit
Program Delivery Method: Online
Program Level: Intermediate
Advance Preparation/Program Prerequisites: None

Regulatory complexity and constant attention from regulators is more common now than ever before.  It is becoming difficult for organizations to keep up with the challenges in compliance while also measuring and monitoring compliance risks. Given the nature and levels of risks inherent to their business activities, organizations need to have in place a compliance-risk management framework that makes it possible to identify, monitor, and effectively control the compliance risks facing their entire organization. It’s no surprise then that compliance risk management has emerged as a key business priority across the globe.

To find out more, please join this MetricStream webinar that will cover:

  • Effective compliance gap analysis.  How to identify gaps and risks
  • How proactive compliance management can accomplish business objectives
  • Best practices to deploy technology to close gaps and mitigate risks

REGISTER TO VIEW THIS RECORDED WEBINAR